Job type: Permanent

Salary: £47,000 - £65,000 a year

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Principal Auditor- Operations,Investment Banking,Transactions,Regulatory Reporting,Hybrid,Birmingham

Job title :
Principal Auditor- Operations,Investment Banking,Transactions,Regulatory Reporting,Hybrid,Birmingham

Location :
Birmingham

Job type :
Permanent

Salary :
£47000 - £65000 per annum

Sector :
Sell Side

Reference :
BHJOB6067_19944

Principal Auditor - Cross Divisional Operations, Investment Banking, Transactions, Regulatory Reporting, Permanent, Hybrid, Birmingham.

Our client, a leading investment bank, are looking for a well-experienced Auditor to join their global Cross Divisional Operations (CDO) team within a new Internal Audit function located in Birmingham, UK.

As the Principal Auditor you will work with management and staff in the UK as well as Germany, India and as part of the wider global CDO team covering areas of Operations Risk and Control functions, Global Reconciliations, Transactions and Regulatory Reporting.

Your responsibilities:
  • Evaluating the adequacy and effectiveness of internal controls related to CDO managed audits in line with Group Audit methodology and risk assessment framework.
  • Document process flows, identify risk, assess controls, and perform audit testing.
  • Contribute to continuous monitoring of the Group Audit CDO environment as well as annual audit planning process as required.
  • Work on ad hoc projects including methodology enhancements and regulatory inquiries.
Required skills and experience:
  • Experience in internal or external audit or complex audit environments, ideally with a professional certification (e.g., ACA, CPA, CIA, CFE, ACAMS etc.)
  • Proficient knowledge of key banking products and/or operations lifecycle (e.g., Reconciliations, Regulatory Reporting, Trade and Asset Services) is beneficial.
  • Strong ability to multi-task assignments and prioritise workloads with minimal supervision.
  • An ability and willingness to work in a high-pressure environment and deliver under tight deadlines.

This is an exciting opportunity to be part of a growing new function within a leading financial organisation at a time of change playing a major role in developing the culture.

Cornwallis Elt is an Employment Agency & Employment Business and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50 & Hot 100 reports.
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Deadline: 02-07-2024

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