Compliance Officer

☞ Floss Agency

View: 102

Update day: 24-05-2024

Location: Sevenoaks South East

Category: Legal / Contracts

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Job content

Job Category:
Financial, Legal & HR

Job Title:
Compliance Officer

Job Reference:
MH

Job Location:
Sevenoaks, Kent

Job Salary:
NEG

Job Type:
12 Month Maternity Cover

Role Profile

Reporting to the Chief Governance Officer, the role of Compliance Officer is to ensure that the company complies with existing regulations and internal policy and ensures that all new regulatory developments and requirements are incorporated into the company’s policy and procedures across the UK. You will manage regulatory submissions and will provide Compliance training, technical guidance, support and tailored feedback on regulatory issues relevant to the business. You will monitor new regulatory developments and legislation that affect the business and operation of the company; facilitate the identification and implementation of procedures, controls and changes to ensure compliance requirements are adhered to; provide advice and support to the business on a range of issues including regulatory supervision, financial, operational and other regulatory implications of new business proposals and on FCA & PRA regulations, DPA/GDPR, Senior Managers and Certification Regime and the Consumer Duty. You will understand and implement oversight and audit requirements with particular emphasis on appointed representatives and outsourcing. The role offers variety, ownership and the opportunity to get involved in key projects and initiatives across the business. The role involves some travel including to other UK offices and potentially overseas.

About You

To be successful in this challenging role, candidates must have a good working knowledge of UK compliance and regulatory laws plus knowledge of the FCA and PRA handbooks with particular emphasis on the Senior Managers and Certification Regime. You will ideally have an insurance background including experience of the IDD and possess a relevant qualification for the role.

This post will be based in the Sevenoaks office with the potential for some remote working.

Hours are Monday to Friday.

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Deadline: 08-07-2024

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