Compliance Manager

☞ Heat Recruitment

View: 107

Update day: 11-06-2024

Location: Loughborough East Midlands

Category: Legal / Contracts

Industry: Information Technology Services Staffing Recruiting Financial Services

Position: Associate

Job type: Full-time

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Job content


The opportunity for an experienced compliance professional to join a reputable IFA based in Loughborough, who provide exemplary wealth advice to their clients.

The Opportunity

Our client is looking for an experienced Compliance Manager to join the compliance team to assist the management of the compliance function. The firm is offering immediate responsibility, where you will have the opportunity to work autonomously whilst also working within an established compliance function. You will be responsible for setting up and monitoring compliance processes alongside undertaking file reviews and T&C.

What’s needed for me to be considered?

In order to be considered, candidates ideally need to have;

  • Level 4/6 Qualified minimum
  • Previously held CF10/11
  • Experience in managing compliance within an IFA informing advisers on regulatory change and overseeing compliance processes
  • Confident when communicating with board level directors

What next?

Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.

Job Synonyms:Compliance Manager, IFA, Compliance, Monitoring, File Review, CF10, CF11, T&C

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Deadline: 26-07-2024

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