Compliance Associate

☞ Heat Recruitment

View: 108

Update day: 07-05-2024

Location: Sale North West

Category: Finance / Bank / Stock Sales

Industry: Information Technology Services Staffing Recruiting Financial Services

Position: Entry level

Job type: Full-time

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Job content

A highly-reputable pensions firm are looking for an experienced financial services compliance professional to join their rapidly growing team in Sale.

What’s on offer?
  • Up to £35,000 salary (dependent on qualifications and experience)
  • 25 days holiday plus public holidays
  • Private Medical Insurance (PMI) after 6 months
  • NEST Pension
  • Discretionary bonus
  • Opportunity to progress / study support

What will the role entail?
The company is currently seeking to increase its compliance function and is in search of a Compliance Associate to assist the Compliance Manager with all aspects of the Company’s internal systems and controls and FCA record keeping requirements.

The Role Will Involve
  • Regulatory ‘Horizon’ Scanning
  • Assisting with Compliance Monitoring
  • Assisting with development and maintenance of regulatory
  • File reviews
  • Assisting with External Audits
  • Quality Assurance checks

What next?
Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.

Synonyms: Compliance Assistant, Compliance Officer, Compliance Executive, Compliance Manager
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Deadline: 21-06-2024

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