Intermediate Compliance Associate

☞ Elevate

View: 101

Update day: 11-06-2024

Location: Abingdon South East

Category: Finance / Bank / Stock Sales

Industry: Legal Services

Position: Entry level

Job type: Full-time

Loading ...

Job content

Elevate is recruiting an Intermediate Compliance Associate to join our high-performing team.

Responsibilities & Qualifications

Specifically, you will

  • Screen electronic communications quickly and effectively using client-developed guidelines on market abuse and non-compliance
  • Identify and escalate potential instances of market abuse
  • Work with client teams to ensure the efficient escalation of relevant cases
  • Assist with reports when necessary on the eCommunications Surveillance KPIs

Experience

  • Experience or interest in eCommunications Surveillance, trade surveillance, market abuse or compliance within a financial services setting

Skills For Success

  • Bi-lingual English and German
  • High level of attention to detail
  • Strong problem-solving skills
  • Proactive with minimal need for guidance
  • Basic familiarity with regulation surrounding electronic communication surveillance
  • Basic familiarity with FCA regulations and application to financial services clients
  • Strong analytical and decision-making skills
  • Computer literate with good MS office skills
  • Expertise in compliance and trade monitoring software (such as HP Autonomy or Digital Reasoning Synthesys) preferred

Qualifications

  • Bachelor degree required

Company Information

Elevate is the Law Company. We provide consulting, technology and services to law departments and law firms. The company’s legal, business and technology professionals extend and enable the resources and capabilities of customers worldwide. Elevate’s achievements and distinctions include:

  • Winner of the American Lawyer Industry Awards Best Alternative Legal Services Provider of the Year 2019.
  • Winner of British Legal Awards Alternative Service Provider of the Year 2019.
  • Winner of the IACCM Innovation and Excellence Awards 2019 - Outstanding Service Provider (Americas and Global).
  • Ranked as a Top Global Services Provider by Chambers & Partners five years in a row.

Learn more at https://elevateservices.com

See more jobs at https://elevateservices.com/jobs-at-elevate/

Follow us on social media

https://www.linkedin.com/company/elevate-services

https://twitter.com/ElevateServices

Loading ...
Loading ...

Deadline: 26-07-2024

Click to apply for free candidate

Apply

Report job
Loading ...
Loading ...

SIMILAR JOBS

Loading ...
Loading ...