Compliance Officer

☞ CLARC Recruitment Limited - UK & Ireland

View: 109

Update day: 11-06-2024

Location: Tonbridge South East

Category: Legal / Contracts Other

Industry: Banking Financial Services

Position: Mid-Senior level

Job type: Full-time

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Job content

Overview

A specialist banking business is looking to hire a Compliance Officer to based in their Kent office. The role is a generalist Compliance roles getting involved in all aspects of Compliance whilst working closely with the Head of Compliance.

Main Responsibilities

  • Contribute to the development/establishment of adequate in-house controls and compliance procedures and maintain appropriate records/registers.
  • Contribute to the development of the Compliance Monitoring Programme.
  • Provide support for ensuring appropriate AML and DP/GDPR arrangements are in place.
  • Review/approve financial promotions.
  • Review regulatory papers and monitor outside developments to determine relevance/impact on the business.
  • Draft/maintain policies (including the Compliance Manual) falling within the remit of the Compliance team.
  • Act as alternate for the Head of Compliance in attending internal and external meetings, where required.
  • Assist with the preparation of reports and management information and prepare/submit regulatory returns.

Job Requirements:

  • At least 2 years Compliance experience working within a similar financial services business, ideally retail banking.
  • Good knowledge of Financial Promotions
  • Some experience of Operational Risk, preferable.
  • Degree educated
  • Excellent communication skills both written and verbally.

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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Deadline: 26-07-2024

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